Regulation and compliance – Page 6
-
NewsPartner misled clients for two years about claim progress
Solicitor put problem down to his poor communication rather than any intention to deceive.
-
News'Tin-eared' and 'arrogant' SRA must be reined in, says regulation specialist silk
Gregory Treverton-Jones KC accuses the regulator of being ‘generally unsympathetic to the realities of practice as a solicitor’.
-
NewsVeteran solicitor fined £15,000 for failing to check client
Firm had contacted SRA after discovering property sales were a vendor fraud.
-
NewsOffice manager bought wine and champagne on firm’s credit card
SRA removes non-solicitor from the profession for dishonesty and lack of integrity.
-
NewsFour more firms hit with SRA fines for AML failings
Fines issued as new research shows smaller practices more likely to get an SRA visit.
-
NewsDentons appeal looks to Beckwith and Leigh Day precedents
Global firm says Solicitors Disciplinary Tribunal's approach did ‘not undermine’ money laundering legislation or send ‘wrong message’ to the profession.
-
NewsSRA admits 'teething problems' with super-exam as key target is missed
Regulator believes qualifying examination has been a success, but concedes there are 'hearts and minds to win'.
-
NewsSRA to take no action on 'textbook SLAPP' complaint
Firm did not know that libel claim brought by Russian mercenary group founder was based on lies.
-
NewsMemory lane
Hi-tech crime courts, regulation ownership, the World Wide Web and a National Law Service: a stroll down Gazette memory lane.
-
NewsCompliance officer and firm each fined £25,000 for multiple rule breaches
Residual balances left unchecked, client account shortfalls and non-compliance with AML regulations.
-
NewsCity solicitor's KC slams 'defective' SRA as tribunal throws out allegation
Defending a Baker McKenzie lawyer, Greg Treverton-Jones KC accuses 'inconsistent' regulator of trying to ‘throw the book’ at his client.
-
NewsFriends reunited as SRA chief jumps ship
Deputy chief executive Juliet Oliver moves on after 10 years at the regulator.
-
NewsSRA shuts down high-profile influencer's firm over dishonesty suspicion
Regulator had already brought prosecution against entrepreneur, author and podcaster, who has been suspended.
-
NewsCity firm cleared by SDT left with £291,000 costs bill
Solicitors Disciplinary Tribunal made no cost order following six-day hearing of AML charges.
-
NewsBarristers' 'zeal' for their clients putting ethics in doubt
Matters such as the Post Office scandal have highlighted issues with duty to the court, suggests regulator.
-
NewsLaw firms warned about risks of sham litigation
SRA issues guidance on detecting and preventing money laundering perpetrated through fake litigation.
-
NewsLPA firm investigated by BBC silent on legal action threat
Firm said last month it was considering suing the broadcaster, while denying allegations of misconduct.
-
NewsTrainee barred for misleading firm about request for leave
Firm was told after leave was taken that trainee had actually been at a court hearing.
-
NewsCILEX still havering on SRA regulatory takeover
Chartered body will announce next steps once it has received further guidance from Legal Services Board.
-
NewsHong Kong convicts first solicitor for secrecy breach
Confidential information about fraud probe was shared with two individuals, Hong Kong court hears.